Edward M. Sullivan serves as Managing Partner, SeaCrest Wealth Management and brings over 29 years of financial services knowledge to the Firm. Prior to joining SeaCrest Mr. Sullivan was a Managing Director and Executive Vice President with Morgan Stanley's Global Wealth Management Group. During his tenure at Morgan Stanley he has held a variety of positions including Director of Financial Securities with responsibility for managing several businesses including Individual Investor Equity Capital Markets, BusinessScape/Small Business Services, Corporate Services, Alternative Investments and other vehicles to satisfy the requirements of high net worth investors. He served as a member of Morgan Stanley’s Equity Commitment Committee and was Chairman of the New Products Committee. Mr. Sullivan is a former Regional Director of Morgan Stanley Global Wealth Management Group - Northeast Region and Branch Manager of several offices including the Boston complex. Mr. Sullivan is the Secretary of the Board of Trustees of Providence College and Chairman of its Investment Committee. He holds a B.A., Providence College and an MBA from Suffolk University.

Rajesh K. Gupta serves as Managing Partner, SeaCrest Wealth Management. With over 25 years of experience, Mr. Gupta has a broad knowledge of global financial markets, business integration, portfolio management, risk management, corporate governance and compliance. He was a former Managing Director with Morgan Stanley Investment Management (MSIM) where he developed and implemented global strategies for the firm’s investment management service. As MSIM’s Head of Global Fixed Income, he oversaw $180 billion of assets under management. As MSIM’s Head of Alternative Investments, Mr. Gupta formulated and implemented an expansion plan resulting in asset growth from $3 billion to $9 billion over three years. He also coordinated the integration of four investment management departments over five years as MSIM’s Chief Administrative Officer. Mr. Gupta holds a B.S. in Quantitative Analysis and an M.B.A in finance from New York University.

Richard R. Sanchez serves as Managing Partner, SeaCrest Wealth Management. With over 24 years of financial services experience, his past work experience includes serving as Managing Director and Director of National Sales with Morgan Stanley’s Global Wealth Management Group, where he oversaw 450 branch offices and 10,000 financial advisors. As Head of Morgan Stanley’s Private Wealth Management Unit, Mr. Sanchez oversaw 130 ultra high net worth Investment Representatives. He served on Morgan Stanley’s Global Wealth Management Executive and Management committees, the Securities Industry Association’s Board of Directors and the American College Board of Trustees. Mr. Sanchez holds a B.S. in Business Administration from San Diego State University.

Ronald R. Lenihan serves as Managing Partner, SeaCrest Wealth Management. With over 22 years in the industry, he has extensive experience in domestic and international capital markets, derivatives, asset management, risk mitigation, business continuity planning and compliance. He was the Global Director of Administration for Morgan Stanley Investment Management and Chief Operating Officer for Morgan Stanley’s operations in South Korea and Germany. Mr. Lenihan served as an advisor to both the Bank of Korea and the German Government on the development of their respective capital markets. He also served as Vice President of the American Chamber of Commerce in South Korea. Mr. Lenihan serves on the Greenwich Connecticut Retirement Investment Board. He holds a B.A. from the University of Michigan.

James R. Wombles, Jr. is Executive Director of SeaCrest Wealth Management and responsible for Manhattan, the New York City metro area including Long Island, and the states of Connecticut, and New Jersey. Jim brings to SeaCrest over 25 years of successful experience with national firms Smith Barney and Morgan Stanley and regional firms such as Hilliard Lyons. He has served as a financial advisor, served as a branch manager, and as an associate regional director. He has successfully managed both small offices, such as Virginia Beach-Norfolk, and large offices, such as Morgan Stanley's Baltimore, Maryland office complex, with 100-plus financial advisors. As Associate Regional Director for Morgan Stanley's Southeast Region, Jim had responsibility for 1,600 financial advisors before being promoted to Director of Learning & Development in New York. His most recent position before joining SeaCrest was working as a manager in Smith Barney’s Park Avenue office in New York where he specialized in partnering with the firm’s internationally-oriented advisors and leading practice management programs for all advisors. Jim’s educational background includes a degree in Business Management from the University of Kentucky.

Dan Duke is based in Seattle and serves as Regional Director for SeaCrest Wealth Management on the West Coast. Dan is an achievement and results-focused leader, and brings with him over 16 years of financial services experience from extensive sales and leadership roles he has held in both the United States and Canada. Dan joined SeaCrest Wealth Management in August from Bank of America Investment Services, Inc. where he served as their Market Director in Washington State. Prior to his role at Bank of America, Dan was the Northwest Regional Sales Manager for Merrill Lynch. Dan and his wife Sheila live, play, and work in Bellevue with their two daughters’ Meghan (5) and Emily (2). Dan holds a B.A. Honors degree in Economics from Queen’s University in Ontario, Canada, and an M.B.A. from The Anderson School at U.C.L.A.

William Sather serves as Director, SeaCrest Wealth Management. With over 24 years of financial services experience, his past work experience includes serving as Vice President of Business Strategy with Morgan Stanley’s Global Wealth Management Group, were he provided leadership in new product development, technology improvements and regulatory compliance initiatives. He also served as Director and Vice President of the Foreign Account Control Group, Morgan Stanley Global Wealth Management Group. Prior to these roles, Mr. Sather spent 17 years as a financial advisor with Morgan Stanley where he was consistently recognized as one of the firm’s top advisors. He was named Morgan Stanley’s Corporate Financial Planner of the Year in 2000 and developed the first intranet web-based financial planning program on the Morgan Stanley retail platform.

Peter Morgantini, CFA serves as Director, SeaCrest Wealth Management. With over 16 years of financial services experience. His past experience include serving as a Market Maker in equity options on the Chicago Board Options Exchange. He was an equity options specialist on the American Stock Exchange, a Specialist in Russell 2000 futures and options on the New York Board of Trade. I addition, he has trained equity options traders and executed transactions on the International Securities Exchange. Mr. Morgantini founded Geneva Securities, LLC in 2001.He holds a Bachelor of Science degree in Accounting and a concentration in Finance from Bucknell University. Mr. Morgantini is a CFA Charterholder and member of the CFA Institute, and the New York Society of Security Analysts.