SeaCrest
WEALTH MANAGEMENT LLC
The Spirit of Independence
From the President
Concierge Services
About Us
Contact Us
...Have You Thought About It ?
Concierge Services
SeaCrest Wealth Managements' well respected management team offers a wide suite of services designed to enhance the productivity and professionalism of our Registered Investment Advisor partners. We believe that the independent, hybrid model focused on fee and commission based services will continue to grow and offer an attractive alternative to wirehouses and larger firms by delivering superior service on a personal level.
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Investment Products
You’ll have access to institutional-
quality financial products including:
Individual Securities
No-load Mutual Funds
Managed Accounts
Turnkey Asset Management Provider
Alternative Investments
Cash Management and Lending Solutions
Full Trust Services
Prime Brokerage
Business Support Services
Your advisory business is supported
by a full suite of tools and services
designed to help you grow:
Marketing Support
Business Development
Client insight and competitive intelligence
Personal team of professionals dedicated to streamlining your transition
Direct access to SeaCrest trading desk
State of the art client reporting tools provided by Advent® or Schwab Portfolio Services.
Investment research from industry leaders
Business succession planning
Technology
Technology Platform
•
Fully networked IBM Computers
Dedicated private voice/internet bundle
IP Phone and Fax
VPN remote access service with SecureID®
Enterprise infrastructure package
Core E-mail platform
SEC-compliant archival and search portal
Risk Management
Risk Management Platform
•
Compliance and legal coverage
Business continuity planning
Errors and Omissions Insurance
FINRA and State registrations
Regulatory and SEC filings
U-4 processing
Continuing education
Administration
Office and Administration Platform
•
Centralized human resources
Support staff
Accounting
Payroll
Tax reporting
Fee tracking
Employee records
Health, dental and vision insurance coverage
Occupancy
Branch Office Platform
•
Office environment support
Occupancy
Office furnishings
Office supplies
Vendor management
Lease management
Charles Schwab & Co., Inc. has been selected by SeaCrest as the primary custodian for our clients. Having Charles Schwab as custodian for client assets allows us access to comprehensive services to help us serve our clients. Securities offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC. Headquartered at 18 Corporate Woods Blvd., Albany, New York 12211.
2008 SeaCrest Wealth Management, LLC, all rights reserved