Partner Emeritus

Raj GuptaRajesh K. Gupta is a Founding Partner and has served as the Chief Executive/Investment Officer of the SeaCrest group of companies, including SeaCrest Wealth Management. As of March 1, 2019, Raj has transitioned to a Partner Emeritus role to pursue personal interests. With over 36 years of experience, Mr. Gupta has a broad knowledge of global financial markets, business integration, portfolio management, risk management, corporate governance and compliance. He was formerly (1987-2006) a Managing Director with Morgan Stanley Investment Management (MSIM) where he developed and implemented global strategies for the Firm’s investment management division. As MSIM’s Head of Global Fixed Income, he oversaw $180 billion of assets under management. As MSIM’s Head of Alternative Investments, Mr. Gupta formulated and implemented an expansion plan resulting in asset growth from $3 billion to $9 billion over three years. He also coordinated the integration of four investment management departments over five years as the investment department’s Chief Administrative Officer. Mr. Gupta holds a B.S. in Quantitative Analysis (1982) and an M.B.A in Finance (1983) from New York University.