Financial advisors can be compensated in different ways, including asset-based advisory fees, flat fees, hourly fees, commissions, or combinations of these approaches.

It is important to understand how your advisor is compensated and what services are included before entering into a relationship.

SeaCrest's fees depend on the services provided and the nature of your advisory relationship.

Before entering into an advisory relationship, we will explain applicable fees and other costs so you understand how the firm is compensated.

Depending on your accounts and investments, there may be additional expenses, including investment expenses, custodial costs, or other third-party charges.

We encourage clients to ask questions about any fee or expense they do not understand.

SeaCrest does not require a minimum AUM level for every client relationship. Services and investment strategies may vary depending on the nature of the engagement and your individual circumstances.

SeaCrest works with third-party custodians to provide custody and account services. For clients using Schwab Advisory Services, eligible assets are custodied through Charles Schwab.

Yes.

Depending on your account and custodian, you may have access to online account information, statements, reporting, and other digital resources.

Your SeaCrest team can help you understand how to access your accounts.