senior manager, compliance

Ruben Cisneros is a CERTIFIED FINANCIAL PLANNER Professional®, a designation awarded by the Certified Financial Planner Board of Standards, Inc. He graduated with an Economics Degree from UCLA where he initiated his strengths in economics and finance. He holds over 20 years of investment experience in the financial services industry. He is a member of the Compliance Department at SeaCrest Wealth Management where he oversees the data and report management. His responsibilities also include assisting in: creating and implementing Firm policies; educating personnel on regulatory matters; working with Compliance Advisors and Legal Counsel; advising and executing special projects pertaining to Compliance matters. Ruben joined SeaCrest Wealth Management in June of 2020.